Search, browse and learn about the federal register. Nasdaq stockholm also operates first north, an mtf in sweden that is subject to a separate. Effective date the rules of the exchange shall become effective as provided in the bylaws. Trading at nasdaq stockholm is governed by the issuer rules, the member rules and the warrant rulebook. Today, our index offering spans geographies and asset classes and includes diverse families such as the dividend and income includes dividend achievers, dorsey wright, fixed income includes bulletshares, alphadex, global equity, green economy, nordic and. Conley, corporate secretary, nasdaq omx bx what you need to know. We encourage the public to submit comments on the following nasdaq omx bx, inc.
Securities and exchange commission federal register volume 78, number 61 friday, march 29, 20 notices pages 1934219344 from the federal register online via the government printing office. Every nasdaqlisted company has a dedicated listing qualifications analyst. Nasdaq global indexes nasdaq global indexes has been creating innovative, marketleading, transparent indexes since 1971. Ndaq, today announced its intention to create a new single marketplace to trade shares listed on the regulated markets nasdaq omx tallinn, nasdaq omx riga and nasdaq omx vilnius. Securities and exchange commission october 23, 2017. Chicago june 29, 2012 occ and the nasdaq omx group, inc.
Omx nordic exchange is not a legal entity but describes the common offering from nasdaq omx exchanges in helsinki, copenhagen, stockholm, iceland, tallinn, riga, and vilnius. Adoption of rules the rules of the exchange are adopted pursuant to the bylaws of the exchange. Finra s technology is vital to protecting investorsand has become a key component of our ability to. She also served on the nasdaq omx bx boxr board of directors from 2008 to 2012. The exchange and finra are parties to the regulatory contract, pursuant to which finra has agreed to perform certain functions described in the rule series and the general 4, section 1. Bx or exchange, pursuant to section 19b1 of the securities exchange act of 1934 act1 and rule 19b4 thereunder,2 is filing with the securities and exchange commission sec or commission a proposal to relocate rules from its current rulebook into its new rulebook shell. Notice of filing and immediate effectiveness of proposed rule change relating to membership in the nasdaq stock.
Lisa has a bachelors degree in political science and political philosophy from syracuse university and a juris doctor from suffolk university law school. We strongly encourage you to send your comments electronically. Oct 24, 2017 references to the nasdaq omx group, inc. Error rules for phlx rule 1092, nom rule at chapter v, section 6, bx rule at. Proposals to change rules that are incorporated by reference in the bx rules grandfathered bse and box rules until may 14, 2012, boston options exchange box was regulated as a facility of nasdaq bx fka nasdaq omx bx. Proposal to amend several sections of the exchanges pricing schedule to harmonize its colocation, connectivity, and direct connectivity services and fees with the rules of nasdaq bx, inc. References to nasdaq options market llc will be replaced with the nasdaq options market llc references to nasdaq. Find price information for nordic shares, indexes, bonds, options, futures and on nasdaq nordic. Knight section 19b2 19b4f1 required fields are shown with yellow backgrounds and asterisks. Notice of filing of proposed rule change, as modified by amendment no. Nasdaq omx bx options sm began operations today, friday, june 29.
Additional file nos srnasdaq2016169, srphlx2016120 3479661. Nasdaq omx baltic creates a single marketplace for trading. Commodity futures trading commission certified the philadelphia board of trade as a designated contract market on may 26, 2006. The rules contained in the nasdaq stock market llc general 4, section 1 as such rules may be in effect from time to time the general 4, section 1 rules, are hereby incorporated by reference into this nasdaq bx, inc. Nasdaq s us listing center is powered by exact sm, our exchange analysis and compliance tracking system sm. Norwegian cpiate surprises massively on the upside, 2.
Nasdaq omx bx will conduct its annual vote for member. The addition of nasdaq omx bx options to the nasdaq omx exchange group brought the total number of options markets in. Nasdaq bx marketswiki, a commonwealth of market knowledge. Nasdaq omx aba community bank indexsm methodology index description the nasdaq omx aba community bank index includes a subset of banks and thrifts or their holding companies listed on the nasdaq stock market. Nasdaq omx bx bx will conduct its 2009 annual vote for member representative directors on wednesday, may 20, 2009. Nasdaq omx baltic creates a single marketplace for trading in. Nasdaq nordic share quotes indexes company news nasdaq shares. The exchange proposes, similar to other rulebooks, to make clear within the start. See rulebook for market opening hours volume summary for freight.
Member representative directors on wednesday, may 20, 2009 markets impacted. Pricing schedule section vii pricing schedule section viii pricing schedule section x pricing schedule section xi. Nasdaq omx bx bx nasdaq omx group acquired the boston stock exchange in 2007, and subsequently relaunched the exchange as nasdaq omx bx. The exchange attracts liquidity takers by offering a rebate to remove liquidity. Nasdaq omx technology supports the operations of over 70 exchanges, clearing organizations and central securities depositories in more than 50 countries. Nasdaq omx bx options sm options exchange joins occ. A proposed rule change relating to elimination of market maker preopening obligations on bx options. Commodity futures trading commission certified the philadelphia board of trade as a designated contract. Notice of proposed change pursuant to the payment, clearing, and settlement act of 2010 section 806e1 section 806e2 securitybased swap submission pursuant. Nasdaq nordic is the common name for the subsidiaries of nasdaq, inc.
On june 29, 2012, it was announced that nasdaq omx bx options had become an occ participant exchange and would begin operations that day. Box rules means the rules denominated as the rules of boston options. Jan 16, 2009 nasdaq omx bx bx is the name given to the boston stock exchange after it was acquired by nasdaq omx. Additional file nos sr nasdaq 2016169, srphlx2016120 3479661. Nasdaq phlx recently filed a rule change with the securities and exchange commission to relocate the trading floor rules into a new section of. For detailed instructions, please read how to submit comments. Nasdaq inc nasdaq, formerly the nasdaq omx group, inc. Nasdaq bx, inc notice of filing of proposed rule change to eliminate requirements that will be duplicative of cat may 30, 2017. Nasdaq omx baltic creates a single marketplace for trading in euro.
Nasdaq omx bx bx is the name given to the boston stock exchange after it was acquired by nasdaq omx on june 29, 2012, it was announced that nasdaq omx bx options had become an occ participant exchange and would begin operations that day. Rate path unchanged implying an unch repo rate in comi. This pricing structure creates opportunities for adders of liquidity as well, providing a way to maximize execution. Certificate of amendment of certificate of incorporation of nasdaq omx bx. Omx stockholm 30 index began at a base value of 500. Finra joins exchanges and the sec in fining hold brothers. Welcome to the official website of nasdaq omx, the worlds largest exchange company and home to more than 3,400 industry leaders. Bx equities llc, and the delegation agreement between the exchange and nasdaq omx. The boston stock exchange now nasdaq omx bx, formerly bse is a regional stock exchange located in boston, massachusetts. Nasdaq global indexes offers a wide range of resources to help investors, research analysts, product sponsors and financial institutions make the most informed decisions. Rules for the construction and maintenance of the omx.
A proposal to amend bx rule 7039 bx last sale and nasdaq last sale plus data feeds with language indicating the fees for nasdaq last sale plus, a comprehensive data feed offered by nasdaq omx information llc. Applying a variety of datagathering techniques, we work to uncover insider trading and any strategies firms or individuals use to gain an unfair advantage. Justia regulation tracker agencies and commissions securities and exchange commission selfregulatory organizations. Every day, finra oversees up to 100 billion market transactions, using technology powerful enough to detect potential abuses. Nasdaq bx does not have an ownership interest in box. To file an obvious error transaction request for nasdaq phlx phlx, the. General 4, section 1, and are thus nasdaq bx rules and thereby applicable to nasdaq bx members. Until may 14, 2012, boston options exchange box was regulated as a facility of nasdaq bx fka nasdaq omx bx. For more index research and our latest articles, click here.
Covers the bylaws and rules of nasdaq stock market. Notice of proposed rule change to amend and r estate c ertain rules that g overn the nasdaq omx bx equities market. Historically, the operations have been known by the company name omx ab aktiebolaget optionsmaklarna helsinki stock e x change, which was. The nasdaq omx futures exchange nfx, formerly the philadelphia board of trade began as a futures exchange and a subsidiary of the philadelphia stock exchange commonly known as the phlx. Norges bank to issue a new long 10y bond aug 2030 via syndication. Nasdaq daily stock market overview, data updates, reports. Nasdaq nordic share quotes indexes company news nasdaq. Nasdaq omx futures exchange marketswiki, a commonwealth of. Proposals to change rules that are incorporated by reference in the bx rules grandfathered bse and box rules. Start preamble january 6, 2010 pursuant to section 19b1 of the securities exchange act of 1934 act, and rule 19b4 thereunder, notice is hereby given that on december 30, 2009, nasdaq omx bx, inc. With a rebate to remove liquidity, bx offers attractive economics for liquidity takers. Pursuant to section 19b1 of the securities exchange act of 1934 act1 and rule 19b4 thereunder,2 notice is hereby given that on may 30, 2017, nasdaq bx, inc. Pursuant to section 19b1 of the securities exchange act of 1934 act 1, and rule 19b 4 2 thereunder, notice is hereby given that on march 20, 2015, nasdaq omx bx, inc. Prior to joining box, lisa worked for fidelity investments in the areas of trading, legal, and risk.
As a consequence of the split, the new base value for t he index is 125. Srbx2017046 page 5 of 16 in addition to the preceding changes, all references to omx will be removed from the rulebook. Washington the financial industry regulatory authority finra, along with nyse arca, inc. Index calculation the nasdaq omx aba community bank index is a market capitalizationweighted index. Ndaq announces that adena friedman, chief financial officer and executive vice president, corporate strategy will be leaving the company, effective march 4, 2011. Certificate of amendment to certificate of incorporation. Knight section 19b2 19b4f1 19b4f2 19b4f3 19b4f4 required fields are shown with yellow backgrounds and asterisks. Box is now operated as a separate selfregulatory organization. You can access the volume summary for freight also through our ftp area. Tallinnrigavilnius, november 18, 2009 nasdaq omx baltic, part of the nasdaq omx group, inc. The qualification, listing and delisting of companies. Llc, and the delegation agreement between the exchange and nasdaq omx bx equities llc. The nasdaq stock market rules nasdaq phlx philadelphia stock exchange rules nasdaq futures nfx rules stock clearing corporation of philadelphia sccp rules nasdaq bx boston stock exchange rules boston stock exchange clearing corporation rules nasdaq ise rules nasdaq gemx rules nasdaq mrx rules.
Nasdaq omx completes acquisition of nord pool international. Bx is powered by inet technology and features a pricetime priority market structure. It was founded in 1834, making it the thirdoldest stock exchange in the united states. Nasdaq omx futures exchange marketswiki, a commonwealth. Riksbank hikes to 0%, finally leaving negative rates behind.
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